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International Migration and Refugee Law. Does Germany's Migration Policy Toward Syrian Refugees Comply?

©2017 Textbook 136 Pages

Summary

Germany will spend around $6.6 billion to cope with an estimated 800,000 refugees expected to have entered the country in the year 2016; this reality indeed extending further into 2017. Despite this overwhelming number of people entering the country, Chancellor Angela Merkel stated that there is “no legal limit to the number of asylum seekers Germany will take in in the coming years.” The announcement by Merkel's coalition government arrived following Germany and Austria opening their borders to the large numbers of refugees making their way north and west from the Middle East, Africa and elsewhere. In particular, this statement came after the Syrian refugee crisis created the biggest refugee crisis the world has seen since the Second World War.
Germany is seen as the immigration hub of Europe. It also happens to be the second most popular destination for immigrants after the United States of America. Germany is also the country in Europe with the highest numbers of foreign nationals to date. Germany established a new immigration law in 2005 was born out of a realization that it was coming to terms with a demographic crisis stemming from an ageing population and further complimented by a sharp decline national birth rates. In foresight, and within this unfortunate context, migration was seen by much of the German political class as an economic necessity, and the answer to the German economic and demographic time bomb.
Between the years 2009 and 2014, annual net migration in Germany rose from 100,000 to 580,000 individuals. Moreover, the inflow of foreign nationals increased from 266,000 to 790,000 individuals. As of January 2015, approximately 10% of residents in Germany were foreign nationals, with around 12% born outside the country. Naturally, these figures have all risen significantly following Merkel’s decision to allow what has reached one million refugees and migrants into Germany across 2016 and moving into 2017. Moving from this reality, the research will focus on the importance of the compliance of Germany’s migration policy with International Refugee and Migration Law, as it is crucial for the country’s survivability and move forward throughout this phase of its history. The importance of the research lies in whether or not Germany’s migration policy towards the Syrian Refugees in particular complies with its duties toward international law embodied in the treaties and conventions it has committed to.

Excerpt

Table Of Contents


Abstract
Germany will spend around $6.6 billion to cope with an estimated 800,000 refugees
expected to have entered the country in the year 2016; this reality indeed extending
further into 2017. Despite this overwhelming number of people entering the country,
Chancellor Angela Merkel stated that there is "no legal limit to the number of asylum seekers
Germany will take in in the coming years." The announcement by Merkel's coalition
government arrived following Germany and Austria opening their borders to the large
numbers of refugees making their way north and west from the Middle East, Africa and
elsewhere. In particular, this statement came after the Syrian refugee crisis created the
biggest refugee crisis the world has seen since the Second World War.
Germany is seen as the immigration hub of Europe. It also happens to be the second most
popular destination for immigrants after the United States of America. Germany is also the
country in Europe with the highest numbers of foreign nationals to date.
Germany established a new immigration law in 2005 was born out of a realization that it
was coming to terms with a demographic crisis stemming from an ageing population and
further complimented by a sharp decline national birth rates. In foresight, and within this
unfortunate context, migration was seen by much of the German political class as an
economic necessity, and the answer to the German economic and demographic time bomb.
Between the years 2009 and 2014, annual net migration in Germany rose from 100,000 to
580,000 individuals. Moreover, the inflow of foreign nationals increased from 266,000 to
iv

790,000 individuals. As of January 2015, approximately 10% of residents in Germany were
foreign nationals, with around 12% born outside the country. Naturally, these figures have
all risen significantly following Merkel's decision to allow what has reached one million
refugees and migrants into Germany across 2016 and moving into 2017.
Moving from this reality, the research will focus on the importance of the compliance of
Germany's migration policy with International Refugee and Migration Law, as it is crucial
for the country's survivability and move forward throughout this phase of its history. The
importance of the research lies in whether or not Germany's migration policy towards the
Syrian Refugees in particular complies with its duties toward international law embodied
in the treaties and conventions it has committed to.
Key words: Migration, Refugees, Germany, European Union, Policy, International Law
v

Contents
Acknowledgments i
ii
Abstract
i
v
Chapter I: Introduction
1
The History of the Right to Asylum
3
The Duty of Hosting States
5
European Law and the Non-Refoulement Principle
7
Germany as an Emerging Country of Refuge
9
German Migration Policy Development and the Reasoning behind Opening
Boundaries
12
Chapter II: Literature Review
16
The Rights of Refugees
16
The Establishment of the UNHCR
17
The 1951 Convention and its 1967 Protocol and the Definition of a Refugee
18
The Scope of the 1951 Convention and its Limitations
19
The Duty of States vs. the Rights of Refugees
21
Chapter III: Methodology
33
Chapter IV: Migration to Germany and the Syrian Crisis in the EU
35
Migration to Germany in Figures
35
The Syrian Crisis and Refugee flows to Europe
38
The European Union Migration Policy
43
General Principles of Common European Asylum System
45
The Rights of Individuals Arriving at the Border under European Law
46
Substantive Rights: The Rights and Duties of Member States
52
Qualifications for International Protection
56
Return Directives and Readmission Requirements
59
Resettlement and Financial Instruments
61
Measures to Respond to the Refugee Crisis
63
Chapter V: The Evolution of German Migration Policy
70
The Right to Asylum in Germany
71
Steps Prior to Arrival at the German Border
73
Processes for Handling Refugees Arriving at the Border
74
Amendments to the Refugee Handling Procedure Due to the Current Refugee Crisis
79
Act on the Acceleration of Asylum Procedures and Benefits Awarded to Asylum Seekers
81
Support for Unaccompanied Refugee Minors in Germany
83
Steps to Determine Whether a Person is Entitled to Refugee Status in Germany
83
Screening Procedure for Arriving Refugees Being Resettled in Germany
84
vi

Naturalization: Refugees Legally in Germany
86
Monitoring and Movement of Refugees While in Germany and the Role of Governments
88
Chapter VI: Does German Migration Policy toward Migrants and Refugees
Comply with International Law?
90
Airport Procedure
90
Legal and Political Criticisms
91
The Expulsion of Asylum Seekers and the Minimum Recommended Standards
92
Risk of Political Persecution
94
Harmonization of Asylum Laws
98
A Legal Policy Perspective
99
Current and Future Policy Debates: Rising Public Pressure vs. Integration
101
Analyzing Germany's Policy Shifts from 2000-to present
104
Improving the Burden-Sharing with the EU
108
Germany Fights Back Nationalist Movements: Announces Measures for Deporting
Migrant Criminals
110
Chapter VII: Future Prospects and Recommendations
115
Recommendations at the Level of EU-German/Turkish Relations
116
Observations in International Law
118
Bibliography
124
vii


Chapter I
Introduction
Annually, millions of individuals seek the protection of international refugee law, rendering
it one of the most significant international human rights mechanisms which exist to date.
Throughout the development of international refugee and migration law, the only
international legal norms which apply to refugees at global level in particular, remain the
1951 UN Convention Relating to the Status of Refugees as well as its 1967 Protocol. To
date, The Convention on Human Rights and its Protocol have been ratified by 150 UN
member-states. Under the conditions of the post-war era, The Convention was drafted
applying only to individuals who were identified as refugees as a result of events occurring
before the 1
st
of January 1951 in Europe. The 1967 Protocol subsequently came to remove
this temporal and geographical limitation.
1
Within the field of migration, refugees are considered a separate class of immigrants who
deserve specific measures of protection, as per international law, by the host state. Based
upon Article 1 of the 1951 Convention, and as modified by the 1967 Protocol, a refugee is
defined as an individual who "owing to well-founded fear of being persecuted for reasons of
race, religion, nationality, membership of a particular social group or political opinion, is
outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail
1
McAdam, J. (2007). Complementary Protection in International Refugee Law. Oxford University Press, Retrieve at:
http://www.iarlj.org/general/images/stories/docs/flyer_-
_mc_adam_complementary_protection_in_international_refugee_law.pdf
1

himself of the protection of that country"
2
The definition generally denotes that more than
one qualifying condition applies to an individual to be considered as a refugee. This entails
the following criteria: (1) Physical presence outside home country; (2) well-founded fear of
persecution (being at risk of harm is insufficient reason in the absence of discriminatory
persecution); (3) incapacity to enjoy the protection of one's own state from the feared
persecution.
Originally, this definition was intended to exclude internally displaced persons, economic
immigrants, and victims of natural disasters. The definition was also made to exclude
individuals fleeing violent conflict but not subjects of discrimination which amounts to
persecution.
Moreover, the obstacle of exclusivity of the definition outlines, in turn, the reality that a
refugee is not an asylum-seeker. The United Nations High Commissioner for Refugees
(UNHCR) defined an asylum seeker: `someone who says he or she is a refugee, but whose
claim has not yet been definitively evaluated'. In the cases of mass refugee influxes toward a
specific region due to a local, regional, or international conflict in particular, the reasons for
fleeing usually are justified and evident. Consequently, in dire circumstances, there is no
capacity to conduct individual interviews; and these individuals are often declared prima
facie refugees.
3
2
Edwards, A., Stevens, D., Lambert, H., Juss, S., Shah, P., Guild, E., ... & Gilbert, G. (2013). International Refugee
Law.
3
Harthaway, J. C. & Nevey R. A., (1997). Making International Refugee Law Relevant Again: A Proposal for
Collectivized and Solution-Oriented Protection, pp. 115-145, Harvard Human Rights Journal. Retrieve at:
http://heinonline.org/HOL/LandingPage?handle=hein.journals/hhrj10&div=8&id=&page=
2

The History of the Right to Asylum
International Human Rights Treaties, and International refugee law neither clarify an
entitlement to asylum for the individuals concerned, nor do they inflict an obligation upon
states to grant asylum to individuals fleeing persecution. To make this delicate balance
clearer, individuals have a right to seek asylum, not necessarily be granted asylum.
Furthermore, states have the right to grant asylum, without being bound to any obligations
or enforcements. The 1951 Convention
4
(or The Geneva Convention) does in no way
guarantee asylum-seekers the right to be granted refugee status. Even in cases where
individuals fulfil all the necessary conditions to be considered refugees. The final decision
as to whether or not a refugee status is granted remains at state discretion. However, states
are "obliged" to refrain from actions that would purposely, directly, or indirectly, endanger
asylum-seekers, especially endangerment resulting from returning these individuals to
their country of origin; however, whether or not there are consequences or means of
making states conform to these standards, remains a gray area in International Law. In the
maintenance of their sovereignty, every state is free to institute their own tailored
conditions upon which they would grant asylum ­ stemming from and reinforced by the
fact that, in theory, no state is entitled to interpret the Geneva Convention authoritatively,
different from other international human rights treaties. The UNHCR has the duty to
supervise its application. This in no way gives the UNHCR the authority to, in turn, enforce
4
The 1951 Refugee Convention is the key legal document that forms the basis of our work. Ratified by 145 State
parties, it defines the term `refugee' and outlines the rights of the displaced, as well as the legal obligations of
States to protect them. More at: http://www.unhcr.org/1951-refugee-convention.html
3

mandatory interpretations. The Convention has always left its interpretation to domestic
law-makers and national courts.
5
Due to their overwhelmingly vulnerable situation, asylum-seekers are at many instances,
forced to enter their country of refuge (host country) illegally. As stated previously, the
Convention
6
does not require that states grant asylum-seekers entry to their territory;
however within the frame-work of the non-refoulement principle, entering a state party to
the Convention illegally does not forfeit protection (Article 31). Individuals who enter their
host country illegally may still meet the requirements to be granted refugee status if they
meet the relevant criteria outlined by the state in question. However, the question does
remain about whether or not states' capacities to intercept large influxes of refugees into
their borders are not only plausible, but whether or not it interphases with their rights as a
sovereign state to begin with. Refugees illegally present within the territory of the host
country must not be penalized for their illegal entry should they be (Article 31):
x Entering directly from the territory where their lives or freedom were
threatened and if they report themselves immediately to the authorities,
x Showing good reason for their illegal entry.
Restrictions upon their internal movement may be imposed until their case is reviewed and
their official status is granted. As for refugees, legally present in the territory, Article 26 of
the Convention grants them the right to select their area of residence as well moving freely
within the border of their host state. The UNHCR has clarified that it believes the detention
5
Ibid
6
1951 Geneva/Refugee Convention
4

of asylum-seekers must be a measure of final resort, when all other means of controlling a
given situation have been exhausted. Detention must be based upon plausible belief that
this refugee is a threat to the state in which he/she is present. The UNHCR has in turn
outlined a set of guidelines for detention of asylum-seekers. In specific states, in cases
where refugees constitute any form of threat or are suspected of illegal activity, they are
confined to refugee camps and their movement inside the country is restricted. In other
states, detention of irregular immigrants until their case is reviewed, and their status as
refugees is granted, for it is a legal and common practice.
7
The research question will tackle the interplay between state policy and its duties towards
international law, and the standards it is intended to enforce. It will look into the
aforementioned reality with a critical approach as to whether Germany's migration policies
towards the Syrian refugees in particular, maintain and comply with its duties towards
international treaties, conventions and agreements which currently constitute the
framework of international refugee and migration law.
The Duty of Hosting States
The 1951 Refugee Convention outlines a duty upon states to accord to refugees the same
equal rights with those of their population. It also allows the granting of rights particularly
those listed as "the most favored aliens" or "aliens" in general. The rights given to refugees
are to be founded upon the legality of their situation within their host country, as well as
upon the duration of their intended stay within the hosting territory. The first level of
7
The 1951 Refugee Convention and 1967 Protocol, Retrieve at: http://www.unhcr.org/1951-refugee-
convention.html
5

rights is given on the basis of the mere presence of an individual within a state ­member's
territory, even if this individual's presence is illegal. Such rights include:
8
x Freedom of religion (Article 4),
x Property rights (Article 13),
x The right to primary education (Article 22),
x The right to access to the courts (Article 16(1)),
x A limited right to move freely, subject to justifiable restrictions (Article 31(2))
The second level of rights is to be granted when refugees are legally and lawfully residing
in the host state ­ this indeed includes the period where their asylum claim is being
processed. These rights include:
x The right to self-employment (Article 18)
x The right to move freely, subject to regulations applicable to aliens in general
(Article 12)
Another level of rights are ensured immediately when an individual is officially recognized
as a refugee, and in turn as an individual lawfully residing under a member-state
jurisdiction. These rights include:
x The right to paid employment (Article 17) under conditions no less favorable than
for other aliens or foreigners.
x The right to work without any restriction after a period of three years' extended
residence (Article 17(2)).
8
Ibid
6

Although an ideal circumstance that the host state has the economy and infrastructure to
ensure that individuals lawfully residing within its borders are ensured proper income and
employment, the reality of the matter is that at instances, this is not plausible and cannot
be applied. Take the case of the approximately 1.8 million Syrian refugees
9
within the
Lebanese territory, employing these refugees is not only currently impossible as far as the
state's capacity, but this will also have major demographic, political and social implications
which might threaten the already fragile fabric of Lebanon and its peace and stability in its
entirety.
Worthy of noting is that the absence in the Convention of a single and clear definition of the
concepts of `present lawfully', `staying lawfully', or `residing lawfully' allows states the
luxury, considerable discretion in according these rights to the refugees within their
borders. Despite the outlines of the Convention, as above-mentioned, states are free to
grant permanent or temporary residence to the individuals in question, as well as to assign,
or decline rights to work and free-movement. States' decisions indeed lead to great
differences with respect to refugees' rights on the international level.
European Law and the Non-Refoulement Principle
On the European level, the Geneva Convention's definition of refugees is included within
the Treaty on the Functioning of the European Union
10
(Article 78) as well as within the EU
Charter of Fundamental Rights (Article 18). The EU possesses an all-encompassing set of
9
Op. cit. pg. 5
10
The Treaty on the Functioning of the European Union (2007) is one of two primary Treaties of the European
Union, alongside the Treaty on European Union (TEU). Originating as the Treaty of Rome, the TFEU forms the
detailed basis of EU law, by setting out the scope of the EU's authority to legislate and the principles of law in
those areas where EU law operates. More at: http://eur-lex.europa.eu/legal-
content/en/TXT/?uri=CELEX:12012E/TXT
7

legislations on asylum-seekers. This legislation has often been the subject of criticism by
the UNHCR. The Qualification Directive
11
also states that other individuals who are entitled
to international protection should be treated equal status with refugees.
12
The overall purpose of the Convention remains to ensure protection to refugees, as defined
in the Convention ­ primarily, this being through guaranteeing that they will not be
returned to their country of origin or deported to any other territory where they are at risk
of facing persecution. Article 33 of the Convention puts forward what has become widely
recognized and adopted as non-refoulement principle in international law which states: `No
Contracting State shall expel or return a refugee in any manner whatsoever to the frontiers of
territories where his life or freedom would be threatened on account of his race, religion,
nationality, membership of a particular social group or political opinion'. Exceptionally, this
form of protection does not apply to individuals who present a security threat to their host
country (Article 33(2)), such as individuals suspected of terrorism or terrorist related
activity, trafficking, or weapon and drug smuggling, etc. The Geneva Convention does not
exclude removal of asylum-seekers to safe third countries. The distinction lies here:
asylum-seekers illegally present within the territory of a state may be required to seek
protection in a third country; however, those legally present may not be expelled from its
territory (Article 32).
11
The purpose of the Qualification Directive is to harmonize the criteria by which Member States define who
qualifies as a refugee, as well as other forms of protection for persons who face serious risks in their country of
origin (subsidiary protection). The original objective of the Directive is to ensure that persons fleeing persecution
are identified and have access to the same level of protection, regardless of the Member State where they lodge
their asylum application.
12
Ibid
8

Due to its inadmissible importance, the principle has constituted an integral part of other
international human rights treaties either explicitly such as in the Convention against
Torture, Article (3) or implicitly through the relevant jurisprudence such as in the
European Convention on Human Rights, Article (3) and International Covenant on Civil and
Political Rights, Article (7). The principle has also becomes part of customary international
law, making it universally binding.
Despite the fact that in the 1951 Refugee Convention, the scope of the principle of non-
refoulement is limited to refugees, and exceptions with the aim of maintaining national
security are allowed, these limitations do not exist in the other three above-mentioned
treaties. States who are signatories to these international treaties are thus obligated not to
deport any individuals to their countries of origin if they are at risk of being exposed to
torture or to cruel, inhuman or degrading treatment or punishment whether they fulfil the
requirements to be considered a refugee or not.
13
Germany as an Emerging Country of Refuge
In 2015, Germany was the main EU country of destination for immigrants and refugees. A
briefing from the International Organization for Migration's Global Migration Data Analysis
Centre in Berlin presents the main data on arrivals of migrants, refugees, and asylum-
seekers during 2015. The figure below depicts first time asylum applications in Germany,
by main citizenships.
13
Derek N. White, Christi L. Thornton, Kristen Hunsberger, Zoe Meier & Ericka Curran (2013), International
Refugee Law, The American Bar Association: The Year in Review, Retrieve at:
http://www.americanbar.org/content/dam/aba/publications/international_lawyer/til_47_1/refugee.authcheckda
m.pdf
9

Figure 1: Source: IOM
14
During 2015, one million individuals registered with the intention to seek asylum in
Germany. The data shows that since April 2015, the majority of first-time asylum
applicants were from Syria. But relatively little is known about the profile of the people
who registered an intention to apply for asylum in Germany. This is because Germany's
EASY
15
data collection system does not collect data on anything except the country of
origin of the applicant as well as on the receiving German federal state. It does not collect
information on the socio-economic profiles of the individuals.
In Germany, a quota system is used to fairly distribute refugees and asylum-seekers among
German federal states. This system allocates a specific percentage of asylum applicants,
based upon tax receipts and population numbers, to each federal state.
16
14
The International Organization for Migration (IOM) is an intergovernmental organization that provides services
and advice concerning migration to governments and migrants, including internally displaced persons, refugees,
and migrant workers. More at: www.iom.org
15
The nation-wide distribution system EASY (Erstverteilung von Asylbewerbern - Initial Distribution of Asylum
Seekers) is used to determine which reception center is responsible for accommodating the asylum seeker. After 3
months the asylum seeker is transferred to an accommodation center until their case has been finalized.
16
Blay, S., & Zimmermann, A. (1994). Recent Changes in German Refugee Law: A Critical Assessment. The
American Journal of International Law, 88(2), 361-378. doi:10.2307/2204107
10

The map, illustrated below, depicts the distribution of asylum seekers within Germany,
based upon the quota system. The information which remains unclear is the number of
individuals residing in reception centers at any one time. Asylum applicants are required to
stay in a reception facility upon arrival for up to six months at a time.
Figure 2: Sources: Die Bundesregierung (2015)
Germany will spend around $37 billion (from 2016 to 2017) to cope with an estimated
additional 500,000 refugees expected to have entered the country between 2016 and 2017
according to the Head of the Federal Office for Migration and Refugees (BAMF), Frank
Jurgen Weise. Despite this overwhelming number of people entering the country,
Chancellor Angela Merkel stated that there is "no legal limit to the number of asylum
11

seekers, Germany will take in in the coming years."
17
The announcement by Merkel's
coalition government arrived following the opening by Germany and Austria their borders
to the large numbers of refugees making their way north and west from the Middle East,
Africa and elsewhere. This statement, in particular, came after the Syrian refugee crisis
created the biggest refugee exodus the world has seen since the Second World War.
18
German Migration Policy Development and the Reasoning behind Opening
Boundaries
As stated previously, Germany is seen as the immigration hub of Europe. It also happens to
be the second most popular destination for immigrants after the United States of America.
Germany is also the country in Europe with the highest numbers of foreign nationals to
date.
19
Germany established a new immigration law in 2005 out of a realization that it was coming
to terms with a demographic crisis stemming from an ageing population and further
complimented by sharp decline in national birth rates. In foresight, and within this
unfortunate context, migration was seen by many of the German political class as an
economic necessity, and the answer to the German economic and demographic time
bomb.
20
17
The cost of Merkel's refugee crisis: Germany to spend £37BN to fix migrant chaos:
http://www.express.co.uk/news/world/761162/Angela-Merkel-Germany-Migrant-Crisis-costs-refugees
18
Report: Germany to spend 94 billion euros on refugees in next five years: http://www.dw.com/en/report-
germany-to-spend-94-billion-euros-on-refugees-in-next-five-years/a-19258420
19
Sarmadi, D. (2014). Germany ranks second most popular immigration destination:
http://www.euractiv.com/section/global-europe/news/germany-ranks-second-most-popular-immigration-
destination/
20
Migration Policy Institute, Country Profile: Germany: http://www.migrationpolicy.org/country-
resource/germany
12

BAMF forecasts the inflow intro Germany through taking into account the following
factors:
21
x Developments in countries of origin;
x Information from German institutions dealing with migration issues;
x The number of asylum applications in Germany;
x Policy responses to migration across Europe.
Indeed bound by decisions at the level of the EU, another factor which might slightly affect
the inflow of refugees into Germany is the number of individuals relocated under the EU's
Emergency Relocation Scheme ­ which aims to relocate 160,000 people from Greece and
Italy to seventeen other EU member states. So far only forty individuals have been
relocated to Germany.
22
A study conducted by the German Institute for Economic Research
23
(DIW) highlighted the
positive long-term effects of the German decision to open its borders to such a large
number of immigrants, despite the criticism it received at the level of the international
community. The study finds that the arrival of such a large number of immigrants in
Germany will not only contribute positively to the country's economic performance, but
will also create a high demand for goods and services, in turn, increasing overall labor
supply.
24
21
Ibid
22
Emergency Relocation Scheme 2015: http://www.europarl.europa.eu/legislative-train/theme-towards-a-new-
policy-on-migration/file-2nd-emergency-relocation-scheme
23
https://www.diw.de/en
24
Ibid
13

Furthermore, the European Commission estimates that this sharp rise in the number of
asylum seekers in Europe could have a positive impact on the GDP of EU Member States,
increasing it by on average 0.2 to 0.3 per cent by the end of the year 2017. Indeed, the full
realization of these socio-economic benefits will largely depend upon the extent to which
migrants are capable of being fully integrated into German society in the next five years.
25
At another level, the highly difficult process of European integration and the European aim
to unify or at least harmonize immigration and asylum procedures across EU member
states, places Germany in a position of seeking to adopt legislation which takes into account
transnational commitments.
From a Public International Law perspective, the question remains as to whether or not
secondary community law is able to reach the standards of the Geneva Convention on
Refugees and International Human Rights treaties. From a German perspective, the extent
to which German practice serves Public International and European Law standards is to be
explored ­ specifically in the case of the massive influx of Syrian Refugees it is embarking
upon in 2017.
Research Question and Organization
The research will examine the extent to which Germany's migration policy is in compliance
with International Refugee and Migration Law in the case of the Syrian Refugees ­ further
enriching the debate currently highly contested within the international community in the
areas of migrant and refugee rights, as well as international law in general.
25
Ibid
14

The topic selection was founded in strong and significant relevance to the current threat
upon migration and development, as well as the development of migration theory and
international refugee and migration law. The obstacles, findings and outcomes of this
research, pose critical questions and debates in the area of migration theory which
contribute to its overall evolution into more of a hard law.
The research was conducted qualitatively through expert interviews, desk research, as well
as founded upon legal precedence and government issued statements. It is divided into six
chapters and is distributed as follows:
Chapter I is the introduction. Chapters II will encompass a comprehensive literature review
of the international framework in place. Chapter III will explain the methodology adopted
throughout this research. Chapters IV, V, and VI will tackle migration to Germany and the
Syrian refugee crisis in the EU, the evolution of Germany's migration policy, and the
compliance of this policy with international law respectively. The research will conclude in
Chapter VII with recommendations based on findings.
15

Chapter II
Literature Review
The Literature Review will tackle the various treaties and convention currently in place
within the international system, and which are concerned with refugees and migrants in
particular ­ whether directly or indirectly. This review will observe the currently
international framework in place and assess its role in preserving and/or protecting the
rights of refugees respectively.
The Rights of Refugees
Beginning with refugee rights, the Convention Relating to the Status of Refugees (Geneva
Convention 1951) and its Protocol (1967), international refugee law received one of its
first concrete documentations. This convention was the first international agreement
covering the most fundamental aspects of a refugee's life. It spelled out a set of human
rights that should be at the very least equivalent to the freedoms enjoyed by foreign
nationals living legally in a given country and in many cases those of citizens of that state.
It recognized the international scope of refugee crises and the necessity of international
cooperation in tackling the problem, including burden-sharing among states. As of 1
October 2002, 141 countries had ratified the Refugee Convention.
The development of a body of international law, conventions and guidelines to protect
refugees began in the early part of the 20
th
century under the League of Nations, the
16

predecessor of the United Nations. It culminated on July 28, 1951, when a special UN
conference approved the Convention relating to the status of refugees. The Convention
clearly defines who is a refugee and what kind of legal protection, other assistance and
social rights he or she should receive from states signatories to the treaty. Equally, it
describes a refugee's obligations to host governments and certain categories of persons,
such as war criminals.
This first instrument was limited to the protection of mainly European refugees in the
aftermath of World War II; but a 1967 Protocol expanded the scope of the Convention as
the problem of displacement spread around the world. The original document inspired
further regional instruments such as the 1969 Africa Refugee Convention and the 1984
Latin American Cartagena Declaration.
The Establishment of the UNHCR
The United Nations High Commissioner for Refugees (UNHCR) was created in 1951 to
assist in the international protection of refugees. The organization's primary objective is to
ensure that all persons can exercise the right to seek asylum to secure safe refuge in
another state, and to return home voluntarily if both they and their sending state fulfill all
conditions and legal requirements. The UNHCR currently helps more than 21 million
people; and the Convention, which has proved to be remarkably flexible in rapidly changing
times, remains the cornerstone of refugee protection.
Increasingly, the current majority of world conflicts involve disputes between political or
ethnic groups within countries rather than wars between countries. Given this trend, the
17

number of persons caught in conflicts within their own countries who are forced to leave
their homes is likely to increase.
The 1951 Convention and its 1967 Protocol and the Definition of a Refugee
The 1951 Convention and the 1967 Protocol, both relating to the Status of Refugees, are the
central foundations in international laws and regulations about refugee protection. The
1951 Convention defines the term "refugee", enumerates the rights of refugees, and
establishes the legal obligation of States to protect refugees. The Convention prohibits the
expulsion or forcible return of persons accorded refugee status: no refugee should be
returned in any manner to a country or territory in which his or her life or freedom would
be threatened (non-refoulement). The delicate interpretation of the non-refoulement
principle has constituted the center of international debate. Namely, it has posed questions
surrounding state sovereignty and the rights of the state amid international realities which
threaten its peace and security. Moreover, although this principle secures an individual's
right to stay, and to be protected from "harm", it does not dictate the fate of the individual
(refugee or asylum seeker in this case), once this individual has entered a given state. State
sovereignty and local policies are at play in this instant ­ an argument to a large extent
which may secure the preservation of the role and the sovereignty of the state to take on
the measures it deems fit in their treatment.
The 1967 Protocol extended the application of the 1951 Convention to persons who
became refugees after 1 January 1951, without any geographic limitation. By the end of
2013, the 1951 Convention and its 1967 Protocol had been ratified by 144 and 145 United
Nations Member States, respectively. Presently 142 States are Parties to both instruments.
18

The 147 States that had ratified either the 1951 Convention or the 1967 Protocol
collectively hosted 6.7 million refugees in 2013, 42.6 per cent of the global refugee
population.
The definition of the term refugee is found in Article 1 of the convention and is defined as
follows: " As a result of events occurring before 1 January 1951 and owing to well-founded
fear of being persecuted for reasons of race, religion, nationality, membership of a particular
social group or political opinion, is outside the country of his nationality and is unable, or
owing to such fear, is unwilling to avail himself of the protection of that country; or who, not
having a nationality and being outside the country of his former habitual residence as a result
of such events, is unable or, owing to such fear, is unwilling to return to it."
The Scope of the 1951 Convention and its Limitations
This Convention goes on to clearly state that it shall cease to apply to any person falling
under the terms of section "A" of Article 1 if:
(1) He has voluntarily re-availed himself of the protection of the country of his
nationality; or
(2) Having lost his nationality, he has voluntarily reacquired it; or
(3) He has acquired a new nationality, and enjoys the protection of the country of his
new nationality; or
(4) He has voluntarily re-established himself in the country which he left or outside
which he remained owing to fear of persecution; or
19

(5) He can no longer, because the circumstances in connection with which he has been
recognized as a refugee have ceased to exist, continue to refuse to avail himself of the
protection of the country of his nationality;
Provided that this paragraph shall not apply to a refugee falling under section A (I) of
this article who is able to invoke compelling reasons arising out of previous
persecution for refusing to avail himself of the protection of the country of nationality;
(6) Being a person who has no nationality he is, because the circumstances in
connection with which he has been recognized as a refugee have ceased to exist, able
to return to the country of his former habitual residence;
Provided that this paragraph shall not apply to a refugee falling under section A (I) of
this article who is able to invoke compelling reasons arising out of previous
persecution for refusing to return to the country of his former habitual residence.
The Convention does not apply to persons who are, at present, receiving from organs or
agencies of the United Nations other than the United Nations High Commissioner for
Refugees, protection or assistance. When such protection or assistance has ceased for any
reason, without the position of such persons being definitively settled in accordance with
the relevant resolutions adopted by the General Assembly of the United Nations, these
persons shall ipso facto be entitled to the benefits of this Convention.
Furthermore, the Convention shall not apply to a person who is recognized by the
competent authorities of the country in which he has taken residence as having the rights
and obligations which are attached to the possession of the nationality of that country, nor
20

will it apply to any individual with respect to whom there are serious reasons for
considering that:
(a) He has committed a crime against peace, a war crime, or a crime against
humanity, as defined in the international instruments drawn up to make provision in
respect of such crimes;
(b) He has committed a serious non-political crime outside the country of refuge prior
to his admission to that country as a refugee;
(c) He has been guilty of acts contrary to the purposes and principles of the United
Nations.
The Duty of States vs. the Rights of Refugees
Under the 1951 Refugee Convention
The Convention clearly states that the Contracting States shall not impose penalties, on
account of their illegal entry or presence, on refugees who, coming directly from a territory
where their life or freedom was threatened in the sense of Article 1, enter or are present in
their territory without authorization, provided they present themselves without delay to
the authorities and show good cause for their illegal entry or presence. Moreover, the
Contracting States shall not apply to the movements of such refugees restrictions other
than those which are necessary and such restrictions shall only be applied until their status
in the country is regularized or they obtain admission into another country. The
Contracting States shall allow such refugees a reasonable period and all the necessary
facilities to obtain admission into another country.
21

Furthermore, the Contracting States shall not expel a refugee lawfully in their territory on
grounds of national security or public order (Article 32, Expulsion). The expulsion of such a
refugee shall be only in pursuance of a decision reached in accordance with due process of
law. Except where compelling reasons of national security otherwise require, the refugee
shall be allowed to submit evidence to clear himself, and to appeal to and be represented
for the purpose before competent authority or a person or persons specially designated by
the competent authority (Article 32, Expulsion). The Contracting States shall allow such a
refugee a reasonable period within which to seek legal admission into another country. The
Contracting States reserve the right to apply during that period such internal measures as
they may deem necessary (Article 32, Expulsion).
Moreover, the non-refoulement principle (Article 33, Prohibition of expulsion or return
"refoulement") states that no Contracting State shall expel or return a refugee in any
manner whatsoever to the frontiers of territories where his life or freedom would be
threatened on account of his race, religion, nationality, membership of a particular social
group or political opinion (Article 33).
The benefit of the present provision may not, however, be claimed by a refugee against
whom there are reasonable grounds as danger to the security of the country in which
he/she is, or who, having been convicted by a final judgement of a particularly serious
crime, constitutes a danger to the community of that country (Article 33).
22

Under the 1990 International Convention on the Protection of the Rights of All Migrant
Workers and their Family Members
Within the realm of international migration law, this convention lays out the foundation for
the understanding of migration in the international context. The International Convention
on the Protection of the Rights of All Migrant Workers and their Family Members breaks
new ground by extending the protection for migrant workers and members of their family
world-wide. It transcends a simple application of existing human rights legislation to a
specific category of individuals. The Convention advances how the international
community conceives the application of human rights in its provisions for equality of
treatment between female and male migrant workers, between documented and
undocumented workers, and between nationals and non-nationals.
More than over one hundred million migrants, including migrant workers, refugees,
asylum-seekers, permanent immigrants and others, live and work in a country other than
that of their birth or citizenship. In all, they represent two percent of the world's
population.
26
Persons who qualify as migrant workers under the provisions of the
Convention are entitled to enjoy their human rights regardless of their legal status. The
Convention reflects an up-to-date understanding of migratory trends as seen from the
point of view of both the countries of origin and the host countries of migrant workers and
their families. The Convention recognizes the specifically vulnerable lives of migrant
workers and the subsequent need to strengthen legal protections in a more comprehensive
26
op. cit. pg. 18
23

Details

Pages
Type of Edition
Erstausgabe
Year
2017
ISBN (PDF)
9783960676515
ISBN (Softcover)
9783960671510
File size
10.7 MB
Language
English
Publication date
2017 (June)
Grade
98
Keywords
Migration Refugees International Law Germany European Law Asylum German Policy Syria Syrian Crisis
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